FINRA Licensed Brokerage Operations Lead
Company: VirtualVocations
Location: Murfreesboro
Posted on: May 1, 2025
|
|
Job Description:
A company is looking for a Brokerage Operations Team Lead -
Remote.
Key Responsibilities
Support operational activities with clearing broker/dealer and
resolve daily alerts
Monitor and audit operational activities, ensuring compliance with
regulations
Provide advisor support and assist with onboarding new advisors to
the clearing firm
Required Qualifications
4-year degree preferred
5-10 years of financial industry experience
FINRA Series 7 and SIE required; Series 24 preferred
Strong process management skills
Proficient with Microsoft Office
Keywords: VirtualVocations, Cleveland , FINRA Licensed Brokerage Operations Lead, Other , Murfreesboro, Tennessee
Click
here to apply!
|